ECF

U.S. District Court
United States District Court for the Southern District of New York (Foley Square)
CIVIL DOCKET FOR CASE #: 1:08-cv-10791-LLS

Securities and Exchange Commission v. Madoff et al Assigned to: Judge Louis L. Stanton Related Case:  1:08-cv-11332-LLS Cause: 15:77 Securities Fraud

Date Filed: 12/11/2008 Jury Demand: None Nature of Suit: 850 Securities/Commodities Jurisdiction: U.S. Government Plaintiff

Plaintiff
Securities and Exchange Commission	represented by	Alexander Mircea Vasilescu U.S. Securities and Exchange Commission( 3 World Financial) Three World Financial Center New York , NY 10281 212 336 1100 Email: vasilescua@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew M. Calamari Securites and Exchange Commission Northeast Regional Office 3 World Trade Center New York , NY 10281 (212) 336 1100 LEAD ATTORNEY ATTORNEY TO BE NOTICED Israel E. Friedman U.S. Securities and Exchange Commission( 3 World Financial) Three World Financial Center New York , NY 10281 (212) 336-0090 Fax: (212) 336-1319 Email: friedmani@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Preethi Krishnamurthy U.S. Securities and Exchange Commission( 3 World Financial) Three World Financial Center New York , NY 10281 212 336 1100 Email: krishnamurthyp@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED
V.
Defendant
Bernard L. Madoff
Defendant
Bernard L. Madoff Investment Securities, LLC
Receiver
Lee Richards

Date Filed	#	Docket Text
12/11/2008	1	COMPLAINT against Bernard L. Madoff, Bernard L. Madoff Investment Securities, LLC. Document filed by Securities and Exchange Commission.(rdz) (Entered: 12/12/2008)
12/11/2008		SUMMONS ISSUED as to Bernard L. Madoff, Bernard L. Madoff Investment Securities, LLC. (rdz) (Entered: 12/12/2008)
12/11/2008		Magistrate Judge Kevin N. Fox is so designated. (rdz) (Entered: 12/12/2008)
12/11/2008		Case Designated ECF. (rdz) (Entered: 12/12/2008)
12/11/2008		Minute Entry for proceedings held before Judge Louis L. Stanton: Show Cause Hearing held on 12/11/2008. Court signs order appointing receiver. Matter adjourned until 12/12/08 at 12:00 p.m. (mro) (Entered: 12/12/2008)
12/12/2008	2	ORDER APPOINTING RECEIVER. Lee Richards of Richards Kibbe & Orbe LLP is appointed Receiver over all the assets and accounts of defendant Bernard L. Madoff Investment Securities LLC, and as further set forth in this document. (Signed by Judge Louis L. Stanton on 12/11/08, 6:42 pm ) (cd) (Entered: 12/12/2008)
12/12/2008	3	ORDER TO SHOW CAUSE, TEMPORARY RESTRAINING ORDER, AND ORDER FREEZING ASSETS AND GRANTING OTHER RELIEF filed by Securities and Exchange Commission. Defendants Madoff and BMIS shall show cause: 1. directing Madoff and BMIS to show cause why an order should not be entered pending a final disposition of this action:(a) preliminarily enjoining Defendants from violating Sections 206( 1) and 206(2) of the Investment Advisers Act of 1940 ("Advisers Act"), 15 USC § 80b-6(l) and (2); Section 17(a) of the Securities Act of 1933 ("Securities Act"), 15 USC §§ 77q(a): Section 10(b) of the Securities Exchange Act of 1934 ("Exchange Act"), 15 USC §§ 78j(b), and Exchange Act Rule 10b-5, 17 CFR § 240.10b-5. (b) directing Defendants to provide a verified accounting immediately, including, but not limited to, a verified written accounting of Madoffs interests in BMIS and all other entities owned, in whole or in part, or controlled by, related to, or associated or affiliated with, Madoff or BMIS; (c) freezing the assets of the Defendants; (d) appointing Lee Richards as receiver for BMIS' assets: (e) prohibiting the destruction, concealment, or alteration of documents by Defendants; and (f) preliminarily enjoining Defendants and their partners, owners, agents, employees, attorneys, or other professionals, anyone acting in concert with them, and any third party from filing a bankruptcy proceeding against the Defendants without filing a motion on at least three (3) days' notice to the Plaintiff, and approval of this Court after a hearing; and (2) pending adjudication of the foregoing, an Order (a) temporarily restraining Defendants from violating the aforementionedstatutes and rules; (b) directing Defendant Madoff to provide a verified accounting immediately, including, but not limited to, a verified written accounting of Madoffs interests in BMIS and all other entities owned, in whole or in part, or controlled by, related to, or associated or affiliated with, Madoff or BMIS; (c) freezing the assets of the Defendants, including, without limitation, the accounts listed on the attached Exhibit A. (d) appointing Lee Richards, Esq., of Richard., Kibbe & Orbe LLP as receiver for the Defendants' asscts, including without limitation Madoff Securities International Ltd. ("Madoff International") and Madoff Ltd. As further set forth in said Order. Show Cause Hearing set for 12/19/2008 at 12:00 PM in Courtroom 21C, 500 Pearl Street, New York, NY 10007 before Judge Louis L. Stanton. Show Cause Response due by 12/16/2008. (Signed by Judge Louis L. Stanton on 12/12/08) (db) Modified on 12/12/2008 (db). (Entered: 12/12/2008)
12/15/2008	4	ORDER; ORDERED, ADJUDGED and DECREED that the customers of the Defendant, Bernard L. Madoff Investment Securities LLC, are in need of the protection afforded by the Securities Investor Protection Act of 1970, as amended ("SIPA", 15 U.S.C. §78aaa et seq.); that pursuant to 15 U.S.c. §78eee(b)(3), Irving H. Picard, Esquire is appointed trustee for the liquidation of the business of the Defendant with all the duties and powers of a trustee as prescribed in SIPA, and the law firm of Baker & Hostetler LLP is appointed counsel for the trustee. The trustee shall file a fidelity bond satisfactory to the Court in the amount of $250,000.00; that all persons and entities are stayed, enjoined and restrained from directly or indirectly removing, transferring, setting off, receiving, retaining, changing, selling, pledging, assigning or otherwise disposing of, withdrawing or interfering with any assets or property owned, controlled or in the possession of the Defendant, including but not limited to the books and records of the Defendant, and customers' securities and credit balances, except for the purpose of effecting possession and control of said property by the trustee; that pursuant to 15 U.S.C. §78eee(b)(2)(B)(i), any pending bankruptcy, mortgage foreclosure, equity receivership or other proceeding to reorganize, conserve or liquidate the Defendant or its property and any other suit against any receiver, conservator or trustee of the Defendant or its property, is stayed; that pursuant to 15 U.S.C. §78eee(b)(4), this liquidation proceeding is removed to the United States Bankruptcy Court for the Southern District of New York; that the trustee is authorized to take immediate possession of the property of the Defendant, wherever located, including but not limited to the books and records of the Defendant, and to open accounts and obtain a safe deposit box at a bank or banks to be chosen by the trustee, and the trustee may designate such of his representatives who shall be authorized to have access to such property. (Signed by Judge Louis L. Stanton on 12/15/08) (ae) (Entered: 12/15/2008)
12/15/2008	5	MOTION Of The Securities Investor Protection Corporation. Document filed by Securities and Exchange Commission.(rw) (Entered: 12/15/2008)
12/15/2008	6	MEMORANDUM OF LAW in Support re: 5 MOTION The Securities Investor Protection Corporation. Document filed by Securities and Exchange Commission. (rw) (Entered: 12/15/2008)
12/15/2008	7	CONSENT of Defendant, Bernard L. Madoff Investment Securities LLC,admits to the jurisdiction of this Court over it and over the subject matter of this action. (rw) (Entered: 12/15/2008)
12/18/2008	8  8-2 8-3	ORDER ON CONSENT IMPOSING PRELIMINARY INJUNCTION, FREEZING ASSETS AND GRANTING OTHER RELIEF AGAINST DEFENDANTS: Pending a final disposition of this action, Defendants, and each of their partners, agents, servants, employees, and attorneys, and those persons in active concert or participation with them who receive actual notice of this Order by personal service, facsimile service, telephonic notice, notice by e-mail or otherwise, are preliminarily enjoined from, directly or indirectly, singly or in concert, in the offer, purchase or sale of any security, by use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, as set forth herein. It is further ordered that Lee Richards. Esq., of Richards Kibbe & Orbe LLP, continues as the appointed receiver for the assets of Madoff Securities International Ltd. ("Madoff International"), Madoff Ltd., and any other broker-dealer, market making, or investment advisory businesses (the "Foreign Entities") not located in the United States of America that are owned or controlled, in whole or in part, by Madoff, BMIS and their partners, agents, employees, attorneys, or other professionals, anyone acting in concert with them or on their behalf, and any third party, as set forth herein. Consent of Defendants to Preliminary Injunction Order filed herewith is incorporated herein with the same force and effect as if fully set forth herein, and that Defendants shall comply with all of the undertakings and agreements set forth therein. (Signed by Judge Louis L. Stanton on 12/18/2008) (jpo) (Additional attachment(s) added on 12/19/2008: # 8-2 CONSENT OF DEFENDANT BERNARLD L. MADOFF TO PRELIMINARY INJUNCTION ORDER, # 8-3 Consent of SIPC Trustee to Preliminary Injunction Order) (jpo). (Entered: 12/19/2008)
12/29/2008	9	LETTER addressed to Mr. & Mrs. Goldenson from Chambers of Judge Louis L. Stanton dated 12/24/08 re: Extension of SIPC Protection to Madoff" Feeder Fund" Investors. (djc) (Entered: 12/29/2008)
12/29/2008	10	LETTER addressed to Mr. Burberry from Matthew Daly, Law Clerk to Judge Louis L. Stanton, dated 12/24/08 re: in response to letter of Decemer 16, 2008. (djc) (djc). (Entered: 12/29/2008)
12/29/2008	11	LETTER addressed to Judge Louis L.Stanton from Daniel R. and Suzanne K. Goldenson dated 12/17/08 re: Extension of SIPC Protection to Madoff "Feeder Fund" Investors. (djc) (Entered: 12/29/2008)
12/29/2008	12	LETTER addressed to Judge Louis L. Stanton from Walter Burberry dated undated re: seeks advisement as to application process for said recovery of funds. (djc) (Entered: 12/29/2008)
12/29/2008	13	NOTICE OF CHANGE OF ADDRESS by Israel E. Friedman on behalf of Securities and Exchange Commission. New Address: Securities and Exchange Commission, New York Regional Office, 3 World Financial Center, Room 400, New York, New York, USA 10281, 212-336-0090. (Friedman, Israel) (Entered: 12/29/2008)
01/08/2009	14	DECLARATION of Alexander M. Vasilescu in Support re: 3 Order to Show Cause,,,,,,,,,,. Document filed by Securities and Exchange Commission. (Attachments: # 1 Exhibit)(Krishnamurthy, Preethi) (Entered: 01/08/2009)
01/08/2009	15	MEMORANDUM OF LAW in Support re: 3 Order to Show Cause,,,,,,,,,,. Document filed by Securities and Exchange Commission. (Krishnamurthy, Preethi) (Entered: 01/08/2009)
01/26/2009	16	WAIVER OF SERVICE RETURNED EXECUTED. Bernard L. Madoff waiver sent on 12/11/2008, answer due 2/9/2009. Document filed by Securities and Exchange Commission. (Krishnamurthy, Preethi) (Entered: 01/26/2009)
01/26/2009	17	ENDORSED LETTER addressed to Judge Louis L. Stanton from Joon P. Hong dated 1/23/2009 re: Requesting that the Court grant a one month extension with respect to receivers report. ENDORSEMENT: On consent of the SEC, this application is granted. So ordered. (Signed by Judge Louis L. Stanton on 1/26/2009) (jpo) (Entered: 01/26/2009)
02/09/2009	18	PARTIAL JUDGMENT ON CONSENT IMPOSING PERMANENT INJUNCTION AND CONTINUING OTHER RELIEF in favor of Securities and Exchange Commission against Bernard L. Madoff Investment Securities, LLC, Bernard L. Madoff. Defendant Madoff, and each of his partners, agents, servants et al are permanently enjoined from directly or indirectly, singly or in concert, in the offer, purchase or sale of any security by use of any means or instruments of transportation or communication in interstate commerce or by use of the mails re employing any device, scheme or artifice to defraud, and as further set forth in this document....That the Consent of Defendant Bernard L. Madoff to a Partial Judgment, filed herewith is incorporated herein with the same force and effect as if fully set forth herein, and that Defendant Madoff shall comply with all of the undertakings and agreements set forth therein. (Signed by Judge Louis L. Stanton on 2/9/09) (cd) (Entered: 02/09/2009)
02/09/2009	19	Consent of Defendant Bernard L. Madoff To Partial Judgment (re document #18). Document filed by Bernard L. Madoff. (cd) (Entered: 02/10/2009)
02/26/2009	20-1  20-2 20-3 20-4 20-5	STATUS REPORT. : Report Of The Receiver Lee S. Richards And Application To Terminate The Receivership Document filed by Lee Richards. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Certificate of Service)(Zinman, Daniel) (Entered: 02/26/2009)
03/02/2009	21	ORDER re: 20 Status Report, filed by Lee Richards, On or before noon Monday, March 9, 2009, each of the Securities and Exchange Commission, the SIPA Trustee, the United States Attorney for the Southern District of New York and defendants in this action, or their attorneys, shall serve and file responses to the February 26, 2009 Report of the Receiver Lee S. Richards and Application to Terminate the Receivership ("Report & Application") including whether they support or oppose relief requested by the Receiver, their agreement or disagreement that "(1) the preservation and protection of the assets of MSIL and investigation into the affairs of MSIL would be most efficiently carried out by and through the JPLs, with the active participation of the UK Authorities and the SEC, and (2) the role of the Receiver is no longer necessary," Report & Application at 13-14, and their view, if any, of the effect termination of the receivership will have on the cooperation directed by paragraph two and three of the December 19, 2008 Order of the High Court of Justice, Chancery Division, Companies Court, in the Matter of Madoff Securities International Limited and In the Matter of the Insolvency Act of 1986, annexed as Exhibit B to the Report & Application. (Signed by Judge Louis L. Stanton on 3/2/09) (mme) (Entered: 03/02/2009)
03/02/2009	22	STIPULATED ORDER PARTIALLY LIFTING THE FREEZE ON DEFENDANT BERNARD L. MADOFF'S ASSETS It is hereby agreed and stipulated, that, notwithstanding any prior law of this case or prior order of this Court, Madoff, and each of his financial and brokerage institutions, agents, servants, employees, attorneys and those persons in active concert or participation with him, are hereby relieved from the Asset Freeze to the extent needed to cooperate with the Trustee in transferring, pledging or assigning, or causing to be transferred, pledged or assigned, to or for the benefit of the Trustee, assets, funds or other property (including money, real or personal property, securities, commodities, choses in action or other property of any kind whatsoever) of, held by, or under the direct control of, Madoff, whether held in the name of Madoff, BLMIS, Madoff International, or Madoff Ltd., or for the direct or indirect beneficial interest of Madoff, wherever situated, in whatever form such assets may presently exist and wherever located. (Signed by Judge Louis L. Stanton on 3/2/09) (mme) (Entered: 03/02/2009)
03/02/2009	23	ORDER ON CONSENT For the reasons set forth in this order, it is hereby ordered, that the Prosecutor's forfeiture-related activity with respect to the Madoff Property shall not constitute a violation of the Restraints; and it is further ordered that Madoff, Ruth Madoff, and their counsel are relieved from Restraints to the extent needed to cooperate with the Prosecutor regarding the restraint, seizure, and disposition of the Madoff property in accordance with federal law; and it is further ordered that, notwithstanding any other provisions of this Order, the Restraints will continue to apply to the Madoff Homes without prejudice to a future application from the USAO for an order excluding from the Restraints any actions taken by the Prosecutor under the forfeiture with respect to the Madoff homes. (Signed by Judge Louis L. Stanton on 3/2/09) (mme) (Entered: 03/02/2009)
03/02/2009	24	LETTER addressed to Judge Louis L. Stanton from Sharon E. Frase dated 3/1/09 re: Counsel asks that the Court issue the enclosed proposed order (the Relief Order) finding that actions taken under the federal forfeiture laws by the USAO, the Federal Bureau of Investigation ("FBI"), the U.S. Marshals Service ("USMS"), and their employees and agents (collectively, the "Prosecutor"), with respect to Madoff's property as defined in this letter, shall not constitute a violation of any of the following restraints set forth in the December 12, 2008 Order to Show Cause, Temporary Restraining Order and Order Freezing Assets and Granting Other Relief ("TRO"); the December 18, 2008 Order on Consent Imposing Preliminary Injunction, Freezing Assets and Granting Order Relief Against Defendants ("Preliminary Injunction"); and the February 9, 2009 Partial Judgment on Consent Imposing Permanent Injunction and Continuing Other Relief ("Permanent Injunction") entered by the Court in the above-captioned civil action against Madoff and BLMIS. USAO requests that the Prosecutor be exempted from those provisions with respect to any and all of the Madoff Property. The actions excluded from the Restraints would include, but not be limited to, the location, restraint, seizure, forfeiture, sale, transfer, encumbrance, disposal, management, maintenance, containment, negotiation, preservation, removal, storage, distribution, or dissipation of the Madoff Property. As part of the Relief Order, the USAO also requests the Court to direct that the Madoffs and their counsel shall be relieved from the Restraints to the extent needed to cooperate with the Prosecutor regarding the restraint, seizure, and disposition of forfeitable property in accordance with federal law. The USAO also requests, notwithstanding any other provisions of this Order, that the Restraints continue to apply to Ruth Madoff's New York City apartment, her home in Palm Beach. Florida, and the Madoffs' home in Montauk, New York (the "Madoff Homes"), without prejudice to a future application from the USAO for an order excluding from the Restraints any actions taken by the Prosecutor under the forfeiture with respect to the Madoff Homes. (mme) (Entered: 03/03/2009)
03/02/2009	25	LETTER addressed to Judge Louis L. Stanton from John J. Carney dated 3/2/09 re: Counsel writes on behalf of Irving Picard, trustee for the liquidation of Bernard L. Madoff Investment Securities, LLC (the "Trustee"). Counsel requests that this Court order relief from its freeze orders entered in the above referenced matter as described in this letter. (mme) (Entered: 03/03/2009)
03/09/2009	26	MEMORANDUM OF LAW in Support re: 20 Status Report, 21 Order, Set Deadlines,,,,,,,,,,. Document filed by Securities and Exchange Commission. (Vasilescu, Alexander) (Entered: 03/09/2009)
03/11/2009	27	LETTER addressed to Judge Louis L. Stanton from Marc Lin dated 3/9/09 re: Counsel writes this letter in response to the February 26, 2009 Report of the Receiver Lee S. Richards and Application to Terminate the Receivership (the "Receiver's Report & Application"). Accordingly, the U.S. Attorney requests that that the Court direct that this letter be docketed. (mme) (Entered: 03/11/2009)
03/11/2009	28	LETTER addressed to Judge Louis L. Stanton from David J. Sheenan dated 3/9/09 re: Counsel writes this letter as a response of Irving H. Picard, the Trustee for the liquidation of Bernard L. Madoff Investment Securities LLC ("BLMIS"), to the Courts Order of March 2, 2009. For the reasons set forth in this letter, counsel agrees with the Receiver that his continued role is not required. (mme) (Entered: 03/11/2009)
03/17/2009	30	ENDORSED LETTER addressed to Judge Louis L. Stanton from Marc Litt dated 3/16/2009 re: The U.S. Attorney respectfully requests that the Court direct that this letter be docketed. ENDORSEMENT: To The Clerk of the Court: Please docket and place this document in the public file. (Signed by Judge Louis L. Stanton on 3/16/2009) (jpo) (Entered: 03/17/2009)
03/18/2009	31	NOTICE OF APPEARANCE by Ira Lee Sorkin on behalf of Bernard L. Madoff (Sorkin, Ira) (Entered: 03/18/2009)
03/18/2009	32	NOTICE OF APPEARANCE by Daniel James Horwitz on behalf of Bernard L. Madoff (Horwitz, Daniel) (Entered: 03/18/2009)
03/18/2009	33	NOTICE OF APPEARANCE by Nicole Pappas De Bello on behalf of Bernard L. Madoff (De Bello, Nicole) (Entered: 03/18/2009)

ECF, INTAPP, PRIOR

U.S. District Court
United States District Court for the Southern District of New York (Foley Square)
CRIMINAL DOCKET FOR CASE #: 1:09-cr-00213-DC All Defendants

Case title: USA v. Madoff Magistrate judge case number:  1:08-mj-02735-UA

Date Filed: 03/10/2009

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Assigned to: Judge Denny Chin
Defendant (1)
Bernard L. Madoff	represented by	Daniel James Horwitz Dickstein Shapiro LLP (NY) 1177 Avenue of Americas New York , NY 10036 (212) 277-6500 Fax: (212) 997-9880 Email: horwitzd@dsmo.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Ira Lee Sorkin Dickstein Shapiro LLP (NY) 1177 Avenue of the Americas New York , NY 10036 (212) 277-6576 Fax: 212 997 9880 Email: sorkini@dicksteinshapiro.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Nicole Pappas De Bello Dickstein Shapiro LLP (NY) 1177 Avenue of the Americas New York , NY 10036 (212) 277-6589 Fax: (212)-997-9880 Email: wrobleskin@dsmo.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Mauro Michael Wolfe Dickstein Shapiro LLP (NY) 1177 Avenue of the Americas New York , NY 10036 (212)-277-6726 Fax: (212)-277-6501 Email: wolfem@dicksteinshapiro.com ATTORNEY TO BE NOTICED
Pending Counts		Disposition
MANIPULATIVE AND DECEPTIVE DEVICES - (Title 15 U.S.C. Sections 78j(b) and 78ff; Title 17, Code of Federal Regulations, Section 240.10b-5; Title 18 U.S.C. Section 2.) (1)
DISCLOSURE OF INFORMATION BY COMMISSION - (Title 15 USC Sections 80b-6 and 80b-17; Title 18 USC Section 2.) (2)
FRAUDS AND SWINDLES - (Title 18 USC Sections 1341 and 2.) (3)
FRAUD BY WIRE, RADIO, OR TELEVISION - (Title 18 USC Sections 1343 and 2.) (4)
MONEY LAUNDERING - INTERSTATE COMMERCE - (Title 18 USC Sections 1956(a)(2)(A) and 2.) (5)
MONEY LAUNDERING - INTERSTATE COMMERCE - (Title 18 USC Sections 1956(a)(1)(B)(i) & (f) and 2.) (6)
MONEY LAUNDERING - (Title 18 USC Sections 1957 and 2.) (7)
False Statements - (Title 18 U.S.C. Section 1001(a).) (8)
PERJURY GENERALLY (9)
ACCOUNTS AND RECORDS, REPORTS, EXAMINE EXCHANGE - (Title 15 U.S.C. Sections 78q(e) and 78ff; Title 17, Code of Federal Regulations, Sections 240.17a-5, 240.17a-13 and 210.2-01; Title 18 U.S.C. Section 2.) (10)
THEFT OR EMBEZZLEMENT FROM EMPLOYEE BENEFIT PLAN - (Title 18 USC Sections 664 and 2.) (11)
Highest Offense Level (Opening)
Felony
Terminated Counts		Disposition
None
Highest Offense Level (Terminated)
None
Complaints		Disposition
15 U.S.C. 78j (b), 78ff, 17 C.F.R. 240.10b-5 (SECURITIES FRAUD)

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Plaintiff
USA	represented by	Lisa Anna Baroni U.S. Attorney's Office, SDNY (St Andw's) One St. Andrew's Plaza New York , NY 10007 (212) 637-2405 Fax: (212) 637-0097 Email: Lisa.Baroni@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Marc O Litt U.S. Attorney's Office, SDNY (St Andw's) One St. Andrew's Plaza New York , NY 10007 (212) 637-2295 Fax: (212) 637-0083 Email: Marc.Litt@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Barbara Ann Ward U.S. Attorney's Office, SDNY (St. Andw's) One St. Andrew's Plaza New York , NY 10007 212-637-2200 Fax: 212-637-0421 Email: Barbara.Ward@usdoj.gov ATTORNEY TO BE NOTICED Sharon E. Frase U.S. Attorney's Office, SDNY (St Andw's) One St. Andrew's Plaza New York , NY 10007 (212)-637-2329 Fax: (212)-637-2937 Email: sharon.frase@usdoj.gov ATTORNEY TO BE NOTICED

Date Filed	#	Docket Text
12/11/2008	1	COMPLAINT as to Bernard L. Madoff (1). In Violation of 15 U.S.C. 78j (b), 78ff; 17 C.F.R. 240.10b-5 (Securities Fraud) (Signed by Judge Magistrate Judge Douglas F. Eaton) (dif) (Entered: 12/12/2008)
12/11/2008		Arrest of Bernard L. Madoff. (dif) (Entered: 12/12/2008)
12/11/2008	2	NOTICE OF ATTORNEY APPEARANCE: Retained Attorney Daniel James Horwitz appearing for Bernard L. Madoff. (dif) (Entered: 12/12/2008)
12/11/2008	3	NOTICE OF ATTORNEY APPEARANCE: Retained Attorney Nicole Pappas De Bello appearing for Bernard L. Madoff. (dif) (Entered: 12/12/2008)
12/11/2008		Minute Entry for proceedings held before Magistrate Judge Douglas F. Eaton:Initial Appearance as to Bernard L. Madoff held on 12/11/2008., with Retained Attorney Daniel J. Horwitz and Nicole P. De Bello and AUSA Marc Litt for the government. 10 MILLION PRB; 4 FRP'S; Travel Limited to SDNY/EDNY and District of Connecticut; Surrender Travel Documents (& No New Applications); Deft to be Released upon His Signature and His Wife's Signature; Remaining Conditions to be Met by Dec 16, 2008 at 2:00 PM (3 More Co-Signers, Plus Posting the Apartment); ( Preliminary Examination set for 1/12/2009 at 10:00 AM before Judge Unassigned.) (dif) (Entered: 12/12/2008)
12/11/2008	4	PRB APPEARANCE Bond Entered as to Bernard L. Madoff in amount of $ 10 MILLION PRB, 4 FRP'S; Secured by Property: Deft's Manhattan Apartment; Travel Limited to SDNY/EDNY and District of Connecticut; Surrender Travel Documents (& No New Applications); Deft to be Released upon His Signature and Wife's Signature; Remaining Conditions to be Met by Dec 16, 2008 at 2:00 PM (3 More Co-Signers, Plus Posting Apartment (dif) (Entered: 12/12/2008)
12/11/2008	5	ADVICE OF PENALTIES AND SANCTIONS as to Bernard L. Madoff. (dif) (Entered: 12/12/2008)
12/16/2008	6	ORDER as to Bernard L. Madoff extending the control date for a hearing in any outstanding bail issues be adjourned from 12/16/08 to 12/17/08 at 2:00 PM: SO ORDERED: USMJ Gorenstein. (Signed by Magistrate Judge Gabriel W. Gorenstein on 12/16/08)(jm) Modified on 1/7/2009 (jm). (Entered: 12/16/2008)
12/17/2008	7	ORDER as to Bernard L. Madoff. Bail conditions are modified. Defendants wife shall surrender her passport by noon on Thursday, December 18, 2008, and and the confessions of judgment shall be filed by Monday, December 22, 2008. In light of this order and agreement of both the defendant and the government to the changes in the bail conditions, there is no need for a further hearing on bail today. Accordingly the hearing is cancelled. (Signed by Magistrate Judge Gabriel W. Gorenstein on 12/17/08)(vb) (Entered: 12/17/2008)
12/17/2008	8	AGREEMENT TO FORFEIT PROPERTY by Bernard L. Madoff. (aba) (Entered: 12/17/2008)
12/19/2008	9	ENDORSED LETTER as to Bernard L. Madoff addressed to Hon. Gabriel Gorenstein from Marc O. Litt dated 12/19/08 re: Requesting that the Court modify the bail conditions. GRANDED. SO ORDERED. (Signed by Magistrate Judge Theodore H. Katz on 12/19/08)(aba) (Entered: 12/22/2008)
12/22/2008	10	AFFIDAVIT of Bernard L. Madoff by Bernard L. Madoff. (aba) (Entered: 12/22/2008)
01/05/2009		Minute Entry for proceedings held before Magistrate Judge Ronald L. Ellis:Detention Hearing as to Bernard L. Madoff held on 1/5/2009. Defendant present with attorney Daniel Horowitz; AUSA Litt alsopresent. Hearing adjourned with parties to brief issues of detention and electronic monitoring. (jm) Modified on 1/7/2009 (jm). (Entered: 01/07/2009)
01/07/2009	11	Letter by USA as to Bernard L. Madoff addressed to Hon. Ronald L Ellis from AUSA Litt dated 1/6/09 re: Support of Motion to Detain Defendant. (jm) (Entered: 01/07/2009)
01/07/2009	12	LETTER BRIEF IN OPPOSITION by Bernard L. Madoff addressed to Honorable Ronald L. Ellis from Ira Lee Sorkin, Daniel J. Horwitz dated 1/7/09 (aba) (Entered: 01/07/2009)
01/08/2009	13	LETTER BRIEF IN REPLY by USA as to Bernard L. Madoff addressed to Honorable Ronald L. Ellis from Marc Litt, Lisa A. Baroni dated 1/8/09 (aba) (Entered: 01/08/2009)
01/08/2009	14	Letter by Bernard L. Madoff addressed to Honorable Ronald L. Ellis from Ira Lee Sorkin dated 1/8/09 re: Respectfully submit this revised brief, originally submitted yesterday, January 7, 2009. (aba) (Entered: 01/08/2009)
01/12/2009	15	OPINION AND ORDER # 96937 as to Bernard L. Madoff. III. CONCLUSION: The Government seeks an order detaining Defendant Madoff prior to trial based on risk of flight and danger to community. On this matter, the Government has the burden of proof -- by a preponderance of the evidence with respect to the question of flight, and by clear and convincing evidence with respect to question of danger -- that there are no conditions which can be set to address these concerns. The Court finds that the Government has failed to meet its burden as to either ground. Accordingly, its motion is DENIED. SO ORDERED this 12th day of January 2009. (Signed by Magistrate Judge Ronald L. Ellis on 1/12/09)(bw) Modified on 1/12/2009 (kkc). (Entered: 01/12/2009)
01/12/2009	16	ENDORSED LETTER as to Bernard L. Madoff addressed to Magistrate Judge Ronald L. Ellis from Marc Litt dated January 12, 2009 re: The Government respectfully submits this letter in response to the Court's opinion and order issued in the above-captioned matter earlier today. The Government intends to appeal the Court's order to the District Court. Accordingly, the Government respectfully requests that the Court stay its order pending the outcome of that (or any further appeal). Counsel for the defendant, Ira Lee Sorkin, Esq., has informed the Government that defendant consents, through counsel, to this request for a stay. ENDORSEMENT: Order stayed for 48 hours until 1:00 p.m. on 1-14-09. (Signed by Magistrate Judge Ronald L. Ellis on 1/12/2009)(rw) (Entered: 01/12/2009)
01/12/2009	17	AFFIRMATION of Marc Litt in Support by USA requesting a 30-day continuance from 1/12/09 to 2/11/09 as to Bernard L. Madoff (aba) (Entered: 01/13/2009)
01/12/2009	18	ORDER TO CONTINUE IN THE INTEREST OF JUSTICE as to Bernard L. Madoff. Time excluded from 1/12/09 until 2/11/09. (Signed by Magistrate Judge Michael H. Dolinger on 1/12/09)(aba) (Entered: 01/13/2009)
01/13/2009	19	APPEAL OF MAGISTRATE JUDGE DECISION (LETTER BRIEF) to District Court by USA as to Bernard L. Madoff. (aba) (Entered: 01/13/2009)
01/14/2009	20	DEFENDANT'S BRIEF (LETTER) in Appeal of Magistrate Judge Decision by Bernard L. Madoff re: 19 Appeal of Magistrate Judge Decision to District Court - Magistrate Judge Case filed by USA. (aba) (Entered: 01/14/2009)
01/14/2009	21	ENDORSED LETTER as to Bernard L. Madoff addressed to Honorable Lawrence M. KcKenna from Marc Litt dated 1/13/09 re: The Government respectfully submits this letter brief to the Court, sitting in its Part I capacity, in support of its appeal of the Opinion of Order entered by United States Magistrate Judge Ronald L. Ellis on January 12, 2009 (the "Order"), which denied the Government's motion pursuant to Title 18, United States Code, Section 3142(f)(2), to detain the defendant pending trial. Application for detention denied and Judge Ellis' 1/12/09 Opinion and order affirmed for reasons set forth on record on 1/14/09. (Signed by Judge Lawrence M. McKenna on 1/14/09)(aba) (Entered: 01/14/2009)
01/14/2009		Minute Entry for proceedings held before Judge Lawrence M. McKenna:Bond Hearing as to Bernard L. Madoff held on 1/14/2009. Court Reporter: Ann Hairston present. AUSA Marc Litt and AUSA Lisa Baroni prsent. U.S. Pretrial Services Officer, Regina Joyner, also present. Defendant present with Attorneys' Ira Lee Sorkin, Daniel J. Horwitz and Nicole De Bello. Bail appeal hearing held and concluded. The Court affirms the Opinion & Order of Magistrate Judge Ronald Ellis entered by the Court on 1/12/09. All previous conditions of bail established by the Court are continued and/or modified along with additional conditions established by the Court. See transcript. The Court instructs counsel to submit a proposed order to the Court no later than close of business, 1/16/09, which is to include any modifications/additional conditions of bail established on the record before the Court on 1/14/09. See transcript. See Order signed. (aba) (Entered: 01/21/2009)
01/16/2009	22	ORDER: As to Bernard L. Madoff. Defendant Bernard L. Madoff is released on bail under the following conditions: 1. A $10 million personal recognizance bond signed by Mr. Madoff, his wife, and his brother, and secured by confessions of judgment on properties in New York, N.Y., Montauk, N.Y., and Palm Beach, Fl.; 2. The surrender of Mr. and Mrs. Madoff's passports; 3. Other than for scheduled court appearances, Mr. Madoff is confined to home detention in his Manhattan apartment 24 hours a day, with an electronic monitoring; 4. Employment at his wife's expense of a security firm acceptable to the Government, to provide the following services to prevent harm and flight: a. round-the-clock monitoring at Mr. Madoff's building, 24 hours per day, including video monitoring of all of the Defendant's apartment door(s), and communication devices and services permitting it to send a direct signal from an observation post to the Federal Bureau of Investigation in the event of the appearance of harm or flight; b. the security firm will provide additional guards available on request if necessary to prevent harm or flight; 5. Incorporation of the restrictions set forth in the preliminary injunction entered on December 18, 2008, in the case SEC v. Madoff and Bernard L. Madoff Investment Securities LLC, 08 Civ. 10791, before District Judge Louis L. Stanton, including restrictions on transfer of all property whatsoever, wherever located, in the possession or under the control of Mr. Madoff; 6. Incorporation of the restrictions set forth in the voluntary restraint agreement signed by Mrs. Madoff on December 26, 2008; 7. Mr. Madoff must compile an inventory of all valuable portable items in his Manhattan home. The Government and Mr. Madoff are to agree on a threshold value for inventory items by January 21, 2009. In addition to providing this inventory to the Government, Casale Associates, or another security company approved by the Government, shall check the inventory every two weeks; 8. Mr. Madoff must compile an inventory of all valuable portable items in the aforementioned properties in Montauk, N.Y. and Palm Beach, Fl., as well as property owned by Mrs. Madoff located in Antibes, France; and 9. Casale Associates, or another security company approved by the Government, shall search all outgoing physical mail in New York, N.Y to ensure that no property has been transferred. SO ORDERED: (Signed by Judge Lawrence M. McKenna on 1/16/2009)(D'Avanzo, Daniel) (Entered: 01/16/2009)
01/20/2009	23	ENDORSED LETTER as to Bernard L. Madoff addressed to Honorable Lawrence M. McKenna from Nicole De Bello dated 1/20/09 re: I await confirmation from the Court that Mr. Madoff may file the Affidavit with the Magistrate Clerk's Office in lieu of his in-person appearance to sign the bail bond. This is the same procedure that was followed in connection with Magistrate Judge Katz's Order on December 19, 2008. Assistant United States Attorney Marc Litt has consented to the filing of the Affidavit. THE COURT ACCEPTS THE ANNEXED 1/20/09 AFFIDAVIT OF DEFENDANT IN LIEU OF A PERSONAL APPEARANCE; THE CLERK IS DIRECTED TO ACCEPT FOR FILING THE ORIGINAL THEREOF. SO ORDERED. (Signed by Judge Lawrence M. McKenna on 1/20/09)(aba) (Entered: 01/21/2009)
01/20/2009	24	AFFIDAVIT of Bernard L. Madoff by Bernard L. Madoff. (aba) (Entered: 01/21/2009)
01/21/2009	25	PRB Bond Entered as to Bernard L. Madoff in amount of $ 10 MILLION PRB. BAIL MODIFIED 1/16/09 BY U.S.D.J. McKENNA: SEE ORDER DATED 1/16/09 DOC # 22. (aba) (aba). (Entered: 01/21/2009)
01/29/2009	26	TRANSCRIPT of Proceedings as to Bernard L. Madoff held on 1/5/09 at 2:30 p.m. before Magistrate Judge Ronald L. Ellis. (aba) (Entered: 01/29/2009)
01/29/2009	27	TRANSCRIPT of Proceedings as to Bernard L. Madoff held on 1/14/09 at 2:35 p.m. before Judge Lawrence M. McKenna. (aba) (Entered: 01/29/2009)
01/29/2009	28	Letter by Bernard L. Madoff addressed to Honorable Lawrence M. McKenna from Ira Lee Sorkin dated 1/29/09 re: We represent Defendant Bernard L. Madoff in the above referenced matter. On behalf of Mr. Madoff we write to respectfully advise the Court that we have hired a new security firm, Stroz Friedberg Investigations ("Stroz"), to comply with items numbered 4, 7, 8 and 9 of the Court's January 16, 2009 Order (the "Order"). (aba) (aba). (Entered: 01/29/2009)
02/11/2009	29	AFFIRMATION of Marc Litt in Support by USA requesting a 30-day continuance from 2/11/09 to 3/13/09 as to Bernard L. Madoff (aba) (Entered: 02/11/2009)
02/11/2009		ORDER TO CONTINUE IN THE INTEREST OF JUSTICE as to Bernard L. Madoff re: 18 Order to Continue - Interest of Justice. Time excluded from 2/11/09 until 3/13/09. Follows oral order of 2/11/09. (Signed by Magistrate Judge James C. Francis on 2/11/09)(aba) (Entered: 02/11/2009)
03/06/2009	30	NOTICE OF INTENT TO FILE an Information by U.S.A. as to Bernard L. Madoff.Judge Chin is Assigned (vb) (jm). (Entered: 03/06/2009)
03/06/2009	31	SEALED DOCUMENT placed in vault. (aba) [1:08-mj-02735-UA] (Entered: 03/09/2009)
03/06/2009	32	MOTION Title 18, U.S.C. 3771. Document filed by USA as to Bernard L. Madoff. (aba) (aba). [1:08-mj-02735-UA] (Entered: 03/09/2009)
03/06/2009	33	ORDER granting 32 Motion Title 18 U.S.C. 3771 re: 32 MOTION Title 18, U.S.C. 3771. as to Bernard L. Madoff (1).(Signed by Judge Denny Chin on 3/6/09) (aba). [1:08-mj-02735-UA] (Entered: 03/09/2009)
03/09/2009	35	SEALED DOCUMENT placed in vault. (aba) [1:08-mj-02735-UA] (Entered: 03/10/2009)
03/10/2009	34	Letter by USA as to Bernard L. Madoff addressed to Judge Leonard B. Sand from AUSAs Marc Litt / Lisa A. Baroni dated March 3, 2009 re: The Government submits this letter to notify the Court of potential conflicts of interest relating to the representation of the defendant, Bernard Madoff, by Ira Sorkin, Esq., in the above-referenced case. The Government has requested that the Court conduct a hearing pursuant to United States v. Curcio, 680 F.2d 881 (2d Cir. 1982), and the Court has scheduled a hearing for March 4, 2009 at 10:00 a.m. (bw) [1:08-mj-02735-UA] (Entered: 03/10/2009)
03/10/2009		Case Designated ECF as to Bernard L. Madoff. (jm) (Entered: 03/10/2009)
03/10/2009	36	Letter by USA as to Bernard L. Madoff addressed to Judge Denny Chin from Marc Litt/ Lisa A. Baroni dated 3/10/2009.This letter sets forth the present position of the Office of the United States Attorney for the Southern District of New York (the "Office") regarding the application of the U.S. Sentencing Guidelines ("U.S.S.G." or "Guidelines") to this case. (dnd) (Entered: 03/10/2009)
03/10/2009	37	Letter by Bernard L. Madoff addressed to Judge Denny Chin from Daniel J. Horowitz dated 3/10/2009. re: We respectfully submit this letter on behalf of this Firm's client, Bernard L. Madoff in response to the government's letter to us, and filed with the Court, dated March 10, 2009 pursuant to United States v. Pimentel. (dnd) (Entered: 03/10/2009)
03/10/2009	38	INFORMATION (Felony) filed as to Bernard L. Madoff (1) count(s) 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11. (bw) (Entered: 03/10/2009)
03/10/2009	39	WAIVER OF INDICTMENT by Bernard L. Madoff. (bw) (Entered: 03/10/2009)
03/10/2009		Minute Entry for proceedings held before Judge Denny Chin: Status Conference as to Bernard L. Madoff held on 3/10/2009. Defendant Bernard L. Madoff present with attorney Ira Lee Sorkin, Daniel Howritz. AUSA Marc Litt and Lisa Baroni. Defendant waives Indictment. Plea scheduled for 3/12/09 at 10:00 AM. Bail continued. (bw) (Entered: 03/10/2009)
03/10/2009		ORAL ORDER as to Bernard L. Madoff. Status Conference (Plea) set for 3/12/2009 at 10:00 AM before Judge Denny Chin. (bw) (Entered: 03/10/2009)
03/11/2009	40	ENDORSED LETTER as to Bernard L. Madoff addressed to Judge Chin from AUSAs Marc Litt / Lisa A. Baroni dated 3/9/09 re: The Government submits this letter and the attached PDF file containing emails, received by the Government as of 4:05 p.m. today, in response to the Court's March 6, 2009 Order in this case. The Government requests that the attached emails, which contain identifying information from victims, be filed under seal to protect their privacy interests. ENDORSEMENT: The attached emails will be filed under seal for now. So Ordered. (Signed by Judge Denny Chin on 3/10/09)(bw) (Entered: 03/11/2009)
03/11/2009	41	NOTICE OF ATTORNEY APPEARANCE: Ira Lee Sorkin appearing for Bernard L. Madoff. (Sorkin, Ira) (Entered: 03/11/2009)
03/11/2009	42	NOTICE OF ATTORNEY APPEARANCE: Daniel James Horwitz appearing for Bernard L. Madoff. (Horwitz, Daniel) (Entered: 03/11/2009)
03/11/2009	43	NOTICE OF ATTORNEY APPEARANCE: Mauro Michael Wolfe appearing for Bernard L. Madoff. (Wolfe, Mauro) (Entered: 03/11/2009)
03/11/2009	44	NOTICE OF ATTORNEY APPEARANCE: Nicole Pappas De Bello appearing for Bernard L. Madoff. (De Bello, Nicole) (Entered: 03/11/2009)
03/11/2009	45	SEALED DOCUMENT placed in vault. (rt) (Entered: 03/11/2009)
03/11/2009	46	SEALED DOCUMENT placed in vault. (rt) (Entered: 03/11/2009)
03/11/2009	47	SEALED DOCUMENT placed in vault. (rt) (Entered: 03/11/2009)
03/11/2009	48	SEALED DOCUMENT placed in vault. (rt) (Entered: 03/11/2009)
03/12/2009	49	ENDORSED LETTER as to Bernard L. Madoff addressed to Judge Chin from AUSAs Marc Litt / Lisa A. Baroni dated 3/11/09 re: The Government submits this letter and the attached documents, received by the Government between 4:05 p.m. on March 9, and approximately 10:30 a.m. today, in response to the Court's March 6, 2009 Order. This submission supplements the Government's submission of March 9 enclosing the initial responses received by the Government from victims. The Government requests that the attached emails, which contain identifying information from victims, be filed under seal to protect their privacy interests. ENDORSEMENT: The emails will be sealed, for now, pending discussions regarding unsealing and/or redacting the emails so that they are available to the public. So Ordered. (Signed by Judge Denny Chin on 3/12/09)(bw) (Entered: 03/12/2009)
03/12/2009	50	MEMO ENDORSEMENT: As to Bernard L. Madoff. re: Plea Allocution of Bernard L. Madoff before the Honorable Judge Denny Chin on March 12, 2009. ENDORSEMENT: This statement shall be docketed and made part of the record. So Ordered. (Signed by Judge Denny Chin on 3/12/2009)(dnd) (Entered: 03/12/2009)
03/12/2009		Minute Entry for proceedings held before Judge Denny Chin:Arraignment as to Bernard L. Madoff (1) Count 1,2,3,4,5,6,7,8,9,10,11 held on 3/12/2009. Deft Bernard L. Madoff present with atty Ira Lee Sorkin. AUSA Marc Litt and Lisa Baroni present. Plea hearing held and concluded. Deft pleads guilty to Counts 1-11. Court accepts plea. PSI ordered. Sentence date set for 6/16/09 at 1:00pm. Deft is remanded pending sentence. (jw) (Entered: 03/12/2009)
03/12/2009		Minute Entry for proceedings held before Judge Denny Chin: Plea entered by Bernard L. Madoff (1) Guilty as to Count 1,2,3,4,5,6,7,8,9,10,11. (jw) (Entered: 03/12/2009)
03/12/2009		Order of Referral to Probation for Presentence Investigation and Report as to Bernard L. Madoff. (Signed by Judge Denny Chin on 3/12/09)(jw) (Entered: 03/12/2009)
03/12/2009		Minute Entry for proceedings held before Judge Denny Chin: as to Bernard L. Madoff; Sentencing set for 6/16/2009 at 01:00 PM before Judge Denny Chin. (jw) (Entered: 03/12/2009)
03/12/2009		***DELETED DOCUMENT. Deleted document number 51 ENDORSED LETTER, as to Bernard L. Madoff. Duplicate of docket entry number 49. (rw) (Entered: 03/12/2009)
03/12/2009	51	SEALED DOCUMENT placed in vault. (jri) (Entered: 03/12/2009)
03/12/2009	52	SEALED DOCUMENT placed in vault. (jri) (Entered: 03/12/2009)
03/12/2009	53	SEALED DOCUMENT placed in vault. (jri) (Entered: 03/12/2009)
03/12/2009	54	NOTICE OF ATTORNEY APPEARANCE Sharon E. Frase appearing for USA. (Frase, Sharon) (Entered: 03/12/2009)
03/12/2009	55	NOTICE OF ATTORNEY APPEARANCE Barbara Ann Ward appearing for USA. (Ward, Barbara) (Entered: 03/12/2009)
03/12/2009	56	ORDER as to Bernard L. Madoff. For the reasons stated on the record today, defendant's bail is revoked and he is remanded. Likewise, as stated on the record, his request for a stay of remand pending appeal is also denied. So Ordered. (Signed by Judge Denny Chin on 3/12/09)(bw) (Entered: 03/12/2009)
03/12/2009	57	TRANSCRIPT of Proceedings as to Bernard L. Madoff held on 3/12/2009 at 10:00 a.m. before Judge Denny Chin. (nd) (Entered: 03/12/2009)
03/12/2009	58	NOTICE OF APPEAL (Interlocutory) by Bernard L. Madoff from 56 Order. Filing fee $ 455.00, receipt number E 681192. Copies of Notice of Appeal sent to A.U.S.A. by inter-office mail. (nd) (Entered: 03/12/2009)
03/12/2009		Transmission of Notice of Appeal and Certified Copy of Docket Sheet as to Bernard L. Madoff to US Court of Appeals re: 58 Notice of Appeal - Interlocutory. (nd) (Entered: 03/12/2009)
03/15/2009	59	NOTICE of Intent to Seek Forfeiture as to Bernard L. Madoff (Frase, Sharon) (Entered: 03/15/2009)
03/17/2009	60	NOTICE of Second Notice of Intent to Seek Forfeiture of Certain Assets as to Bernard L. Madoff (Frase, Sharon) (Entered: 03/17/2009)
03/17/2009	61	ORDER: As to Bernard L. Madoff. In this case, a number of documents have been filed under seal, at the request of the Government. Emails submitted by victims (or alleged victims) account for three of the sealed entries on the docket. WNBC has requested that all sealed items be unsealed and made publicly available. It is hereby ORDERED as follows: 1. The Government, defendant, and WNBC shall confer in an effort to agree on what may be unsealed (with or without redactions). 2. To the extent the Government, defendant, and WNBC cannot agree, the Government and/or defendant shall oppose WNBC's unsealing request in writing, citing the relevant legal authorities, by March 31, 2009. WNBC may respond in writing by April 7, 2009. So Ordered. (Signed by Judge Denny Chin on 3/17/2009)(dnd) (Entered: 03/17/2009)

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ECF, RELATED

U.S. District Court
United States District Court for the Southern District of New York (Foley Square)
CIVIL DOCKET FOR CASE #: 1:08-cv-11332-LLS

Sciremammano et al v. Madoff Assigned to: Judge Louis L. Stanton Related Case:  1:08-cv-10791-LLS Cause: 15:77 Securities Fraud

Date Filed: 12/30/2008 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff
Anthony Sciremammano	represented by	J. Garth Foley Foley & Associates, P.C. 110 Wall Street 11th floor New York , NY 10005 (212) 709-8025 LEAD ATTORNEY ATTORNEY TO BE NOTICED
Plaintiff
Maria Sciremammano	represented by	J. Garth Foley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Plaintiff
Toni Sciremammano	represented by	J. Garth Foley Foley & Associates, P.C. 67 Wall Street New York , NY 10005 (212) 323-8025 ATTORNEY TO BE NOTICED
V.
Defendant
Bernard L. Madoff an individual

Date Filed	#	Docket Text
12/30/2008	1	COMPLAINT against Bernard L. Madoff. (Filing Fee $ 350.00, Receipt Number 673614)Document filed by Anthony Sciremammano, Maria Sciremammano, Toni Sciremammano.(laq) (ama). (Entered: 01/02/2009)
12/30/2008		SUMMONS ISSUED as to Bernard L. Madoff. (laq) (Entered: 01/02/2009)
12/30/2008	2	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Anthony Sciremammano, Maria Sciremammano, Toni Sciremammano.(laq) (Entered: 01/02/2009)
12/30/2008		CASE REFERRED TO Judge Louis L. Stanton as possibly similar to 1:08-cv-10791. (laq) (Entered: 01/02/2009)
12/30/2008		Case Designated ECF. (laq) (Entered: 01/02/2009)
01/23/2009		CASE ACCEPTED AS RELATED. Create association to 1:08-cv-10791-LLS. Notice of Assignment to follow. (laq) (Entered: 01/27/2009)
01/23/2009	3	NOTICE OF CASE ASSIGNMENT to Judge Louis L. Stanton. Judge Unassigned is no longer assigned to the case. (laq) (Entered: 01/27/2009)
01/23/2009		Magistrate Judge Kevin N. Fox is so designated. (laq) (Entered: 01/27/2009)

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Repex v. Madoff et al added 14 January 2009

ECF

U.S. District Court
United States District Court for the Southern District of New York (Foley Square)
CIVIL DOCKET FOR CASE #: 1:09-cv-00289-RMB

Repex Ventures S.A v. Madoff et al Assigned to: Judge Richard M. Berman Cause: 15:78m(a) Securities Exchange Act

Date Filed: 01/12/2009 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff
Repex Ventures S.A on behalf of itself and all others similarly situated	represented by	Jules Brody Stull Stull & Brody 6 East 45th Street New York , NY 10017 (212)-687-7230 Fax: (212)-490-2022 Email: ssbny@aol.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Patrick Kevin Slyne Stull, Stull & Brody 6 East 45th Street New York , NY 10017 (212) 687-7230 ATTORNEY TO BE NOTICED Timothy Joseph Burke Stull, Stull, & Brody (Los Angeles) 10940 Wilshire Blvd., Suite 2300 Los Angeles , CA 90024 (310) 209-2468 Fax: (310) 209-2468 Email: service@ssbla.com ATTORNEY TO BE NOTICED
V.
Defendant
Bernard L. Madoff
Defendant
Bernard L. Madoff Investment Securities TERMINATED: 01/26/2009
Defendant
Bank Medici S.A.
Defendant
Sonja Kohn
Defendant
Peter Scheithauer
Defendant
Herald USA Fund
Defendant
Herald Luxemburg Fund
Defendant
Bank Austria Creditanstalt
Defendant
Unicredit S.A.
Defendant
Primeo Select Fund
Defendant
Pioneer Alternative Investments
Defendant
Thema International Fund PLC
Defendant
Ernst & Young S.A.
Defendant
HSBC Securities Services, S.A.
Defendant
Primeo Executive Fund
Movant
Peter Brandhofer	represented by	Robert S. Schachter Zwerling, Schachter & Zwerling (Madison Avenue) 41 Madison Avenue New York , NY 10010 212-223-3900 Fax: 212-371-5969 Email: rschachter@zsz.com LEAD ATTORNEY ATTORNEY TO BE NOTICED
Movant
Shmuel Cabilly	represented by	Catherine A. Torell Cohen, Milstein, Sellers & Toll, P.L.L.C. 150 East 52nd Street 30th Floor New York , NY 10022 212-838-7797 Fax: 212-838-7745 Email: ctorell@cohenmilstein.com LEAD ATTORNEY ATTORNEY TO BE NOTICED
Movant
Nurnberger Versicherung Aktiengesellschaft Osterreich	represented by	Samuel Howard Rudman Coughlin Stoia Geller Rudman & Robbins, LLP (LI) 58 South Service Road Suite 200 Melville , NY 11747 631-367-7100 Fax: 631-367-1173 Email: srudman@csgrr.com ATTORNEY TO BE NOTICED

Date Filed	#	Docket Text
01/12/2009	1	COMPLAINT against Herald USA Fund, Herald Luxemburg Fund, Bank Austria Creditanstalt, Unicredit S.A., Primeo Select Funds, Pioneer Alternative Investments, Thema International Fund PLC, Ernst & Young LLP, HSBC Holdings plc, Bernard L. Madoff, Bernard L. Madoff Investment Securities, Bank Medici S.A., Sonja Kohn, Peter Scheithauer. (Filing Fee $ 350.00, Receipt Number 674492)Document filed by Repex Ventures S.A.(ama) (Entered: 01/13/2009)
01/12/2009		SUMMONS ISSUED as to Herald USA Fund, Herald Luxemburg Fund, Bank Austria Creditanstalt, Unicredit S.A., Primeo Select Funds, Pioneer Alternative Investments, Thema International Fund PLC, Ernst & Young LLP, HSBC Holdings plc, Bernard L. Madoff, Bernard L. Madoff Investment Securities, Bank Medici S.A., Sonja Kohn, Peter Scheithauer. (ama) (Entered: 01/13/2009)
01/12/2009		Magistrate Judge Henry B. Pitman is so designated. (ama) (Entered: 01/13/2009)
01/12/2009		Case Designated ECF. (ama) (Entered: 01/13/2009)
01/12/2009	2	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Repex Ventures S.A.(ama) (Entered: 01/13/2009)
01/21/2009	3	ENDORSED LETTER addressed to Judge Richard M. Berman from Timothy J. Burke dated 1/16/09 re: I write seeking a short postponement of 21-days for the initial pre-trial conference the Court recently set for January 27, 2009. ENDORSEMENT: Conference adjourned to 2/25/09 at 9:00 a.m. (Signed by Judge Richard M. Berman on 1/20/09) (pl) (Entered: 01/21/2009)
01/21/2009	4	ENDORSED LETTER addressed to Judge Richard M. Berman from Timothy J. Burke dated 1/16/09 re: My Client I represent plaintiff Repex Ventures, S.A. in the above entitled securities class action. I write seeking a short postponement of 21-days for the initial pre-trial conference the Court recently set for January 27, 2009. ENDORSEMENT: conference adjourned to 2/23/09 at 9:00 a.m. (Signed by Judge Richard M. Berman on 1/20/09) (pl) (Entered: 01/23/2009)
01/26/2009	5	AMENDED COMPLAINT amending 1 Complaint, against Primeo Executive Fund, Herald USA Fund, Herald Luxemburg Fund, Bank Austria Creditanstalt, Unicredit S.A., Primeo Select Funds, Pioneer Alternative Investments, Thema International Fund PLC, Ernst & Young LLP, HSBC Holdings plc, Bernard L. Madoff, Bank Medici S.A., Sonja Kohn, Peter Scheithauer. Document filed by Repex Ventures S.A. Related document: 1 Complaint, filed by Repex Ventures S.A.(dle) (dle). (dle). (Entered: 01/29/2009)
02/13/2009	6	MOTION for Timothy J. Burke to Appear Pro Hac Vice. Document filed by Repex Ventures S.A.(dle) (Entered: 02/18/2009)
02/18/2009	7	AMENDED RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Repex Ventures S.A.(Brody, Jules) (Entered: 02/18/2009)
02/19/2009	8	ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION, granting 6 Motion for Timothy J. Burke to Appear Pro Hac Vice as counsel for Plaintiff Repex Ventures S.A. (Signed by Judge Richard M. Berman on 2/19/09) (pl) (Entered: 02/19/2009)
02/19/2009		Transmission to Attorney Admissions Clerk. Transmitted re: 8 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (pl) (Entered: 02/19/2009)
02/20/2009	9	ENDORSED LETTER addressed to Judge Richard M. Berman from Timothy J. Burke dated 2/18/09 re: Counsel for Plaintiff Repex Ventures S.A. write seeking an additional 120-day postponement of the initial pre-trial conference currently scheduled for 2/23/09. ENDORSEMENT: Conference adjourned to 4/16/09 @ 9:00 AM. (Signed by Judge Richard M. Berman on 2/20/09) (tro) (Entered: 02/23/2009)
03/06/2009		CASHIERS OFFICE REMARK on 6 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 02/13/2009, Receipt Number 679282. (jd) (Entered: 03/06/2009)
03/06/2009	10	RELATED CASE Affirmation of Timothy J. Burke, Esq. re: that this action be filed as related to 09-cv-2032 (RMB). Document filed by Repex Ventures S.A.(Burke, Timothy) (Entered: 03/06/2009)
03/11/2009	11	ENDORSED LETTER addressed to Judge Richard M. Berman from Robert S. Schachter dated 3/10/09 re: Request for a pre-motion conference. ENDORSEMENT: Ok to submit motions regarding lead plaintiff (all applicants are welcome to submit). SO ORDERED. (Signed by Judge Richard M. Berman on 3/11/09) (db) (Entered: 03/11/2009)
03/12/2009	18	ENDORSED LETTER addressed to Judge Richard M. Berman from Samuel H. Rudman dated 3/11/2009 re: Requesting that the Court order one deadline so that all class members who wish to be appointed as lead plaintiff are working from a level playing field and are not prejudice by the varying deadlines. We believe that deadline should be March 13, 2009. ENDORSEMENT: The filing date for reply is 3/13/2009 (on class members have been notified). I'm not sure why the Stull firm filed a second case on 3/5/2009 but since they did, we should not disturb the filing period for that action, which seems to be 5/4/2009. (Signed by Judge Richard M. Berman on 3/12/2009) (jpo) (Entered: 03/13/2009)
03/13/2009	12	MOTION to Appoint Peter Brandhofer to serve as lead plaintiff(s) and for Consolidation and Appointment of Lead Counsel. Document filed by Peter Brandhofer. (Attachments: # 1 Text of Proposed Order, # 2 Certificate of Service)(Schachter, Robert) (Entered: 03/13/2009)
03/13/2009	13	MEMORANDUM OF LAW in Support re: 12 MOTION to Appoint Peter Brandhofer to serve as lead plaintiff(s) and for Consolidation and Appointment of Lead Counsel. MOTION to Appoint Peter Brandhofer to serve as lead plaintiff(s) and for Consolidation and Appointment of Lead Counsel.. Document filed by Peter Brandhofer. (Schachter, Robert) (Entered: 03/13/2009)
03/13/2009	14	AFFIDAVIT of Robert S. Schachter in Support re: 12 MOTION to Appoint Peter Brandhofer to serve as lead plaintiff(s) and for Consolidation and Appointment of Lead Counsel. MOTION to Appoint Peter Brandhofer to serve as lead plaintiff(s) and for Consolidation and Appointment of Lead Counsel.. Document filed by Peter Brandhofer. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Schachter, Robert) (Entered: 03/13/2009)
03/13/2009	15	MOTION to Appoint Counsel., MOTION to Appoint Dr. Shmuel Cabilly to serve as lead plaintiff(s)., MOTION to Consolidate Cases 09-2032. Document filed by Shmuel Cabilly.(Torell, Catherine) (Entered: 03/13/2009)
03/13/2009	16	MEMORANDUM OF LAW in Support re: 15 MOTION to Appoint Counsel. MOTION to Appoint Dr. Shmuel Cabilly to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-2032.. Document filed by Shmuel Cabilly. (Torell, Catherine) (Entered: 03/13/2009)
03/13/2009	17	DECLARATION of Catherine A. Torell in Support re: 15 MOTION to Appoint Counsel. MOTION to Appoint Dr. Shmuel Cabilly to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-2032.. Document filed by Shmuel Cabilly. (Torell, Catherine) (Entered: 03/13/2009)
03/13/2009	19	MOTION to Appoint Repex Ventures S.A. and Radovan Fijember to serve as lead plaintiff(s) and Approving Selection of Lead Counsel. Document filed by Repex Ventures S.A. (Attachments: # 1 Text of Proposed Order Attachment 1)(Burke, Timothy) (Entered: 03/13/2009)
03/13/2009	20	MEMORANDUM OF LAW in Support re: 19 MOTION to Appoint Repex Ventures S.A. and Radovan Fijember to serve as lead plaintiff(s) and Approving Selection of Lead Counsel.. Document filed by Repex Ventures S.A. (Burke, Timothy) (Entered: 03/13/2009)
03/13/2009	21	DECLARATION of Timothy J. Burke, Esq. in Support re: 19 MOTION to Appoint Repex Ventures S.A. and Radovan Fijember to serve as lead plaintiff(s) and Approving Selection of Lead Counsel.. Document filed by Repex Ventures S.A. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Burke, Timothy) (Entered: 03/13/2009)
03/13/2009	22	AFFIDAVIT OF SERVICE. Document filed by Repex Ventures S.A. (Burke, Timothy) (Entered: 03/13/2009)
03/13/2009	23	MOTION to Appoint Nurnberger Verischerung Aktiengesellschaft Osterreich to serve as lead plaintiff(s). Document filed by Nurnberger Versicherung Aktiengesellschaft Osterreich. (Attachments: # 1 Text of Proposed Order)(Rudman, Samuel) (Entered: 03/13/2009)
03/13/2009	24	MEMORANDUM OF LAW in Support re: 23 MOTION to Appoint Nurnberger Verischerung Aktiengesellschaft Osterreich to serve as lead plaintiff(s).. Document filed by Nurnberger Versicherung Aktiengesellschaft Osterreich. (Rudman, Samuel) (Entered: 03/13/2009)
03/13/2009	25	DECLARATION of Samuel H. Rudman in Support re: 23 MOTION to Appoint Nurnberger Verischerung Aktiengesellschaft Osterreich to serve as lead plaintiff(s).. Document filed by Nurnberger Versicherung Aktiengesellschaft Osterreich. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Rudman, Samuel) (Entered: 03/13/2009)

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